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SEC

Iron Cove Partners Announces Launch of Revolutionary Hedge Fund Manuscript Management & Professional Liability Insurance Policy with Lloyd’s of London

Garden City, NY – September 5, 2017– Iron Cove Partners, a leading national insurance brokerage specializing in the needs of the alternative asset management community, today announced the launch of its newest insurance product, the Iron Cove Hedge Fund Select Policy, made possible through a new partnership […]

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SEC OCIE Risk Alert | Observations from Cybersecurity Examinations August 2017

August 9, 2017
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On August 7th, 2017, the Office of Compliance Inspections and Examinations (“OCIE”) released its observations from its Cybersecurity 2 Initiative. The staff examined  75 firms consisting of broker-dealers, investment advisers, and investment companies (“funds”) in order to assess industry practices and legal and compliance issues […]

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Iron Cove Partners Named Best Global Insurance Provider in Hedgeweek’s Global Service Provider Awards

For Immediate Release

LONDON – Louis D’Agostino, President & Financial Institutions Practice Leader of Iron Cove Partners, flew to London last week to accept his firm’s Best Global Insurance Provider Award from Hedgeweek.

Hedgeweek, a Global Fund Media publication, reaches over 98,000 financial services […]

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How our Corporate Mission and Process Helped Us Win the Day!

January 6, 2017
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We recently received a referral from a consultant who was asked to assist their client with the D&O insurance buying process. He reached out to us and asked if we can help as he felt his client needed more guidance and advice than they were getting […]

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2016 SEC Enforcement Results

On October 11th, 2016, the Securities and Exchange Commission announced that, in fiscal year 2016, it filed 868 enforcement actions exposing financial reporting-related misconduct by companies and their executives and misconduct by registrants and gatekeepers, as the agency continued to enhance its use of data […]

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