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Risk Management

2016 SEC Enforcement Results

On October 11th, 2016, the Securities and Exchange Commission announced that, in fiscal year 2016, it filed 868 enforcement actions exposing financial reporting-related misconduct by companies and their executives and misconduct by registrants and gatekeepers, as the agency continued to enhance its use of data […]

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Prospect Case Study: D&O/E&O Insurance For Registered Investment Advisor and Private Fund Firm

October 28, 2016
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Who: New York Based RIA & Private Fund with $400,000,000 in assets under management.
Initial Concerns: We were originally contacted by the firm when they were contemplating structuring and creating a new fund in partnership with a portfolio manager that had a […]

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D&O Insurance Case Study: $10 Billion RIA & Hedge Fund Firm

August 30, 2016
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Hedge Fund Insurance Case Study
Who: $10 Billion Outsourced Investment Firm and Alternative Asset Management Firm
The Risks: Asset Management firms face a number of complex liability exposures that require proactive risk management consulting. Advisers face risks stemming from the performance of […]

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Iron Cove’s Lou D’Agostino Amongst 50 Greatest Football Players Named to Rhody Grand Team

March 1, 2016
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Fan’s Choice Rhody Grand Team Announced

Rhody Grand Team to be Honored Before Kickoff Saturday

50 Greatest Football Players named to Rhody Grand Team

URI Announces Fan’s Choice Rhody Grand Football Team

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Iron Cove Partners Opens New York City Office

November 3, 2012
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GARDEN CITY, NY November 3rd, 2012— Iron Cove Partners, LLC (A Whitmore Group, Ltd. Company) announced today that it has opened a New York City office in order to facilitate the growth of its Financial Institution practice, which focuses on addressing the risk management and insurance needs […]

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