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D&O Insurance

D&O Insurance Case Study- $1.5 Billion RIA & Hedge Fund Firm

August 25, 2016
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Who: A 25 year old New York based asset management firm with assets of $1.5 billion.
The Risks: Asset Management firms face a number of complex liability exposures that require proactive risk management consulting. Advisers face risks stemming from the performance of professional […]

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Sally Yates DOJ Memorandum and the Potential D&O Insurance Implications

September 25, 2015
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On September 9th, the Deputy Attorney General, Sally Quillan Yates issued a memorandum to fellow prosecutors citing the DOJ’s focus on individuals responsible for corporate wrongdoing and the importance of holding them accountable. The memo outlines the importance of focusing on individuals from the inception of a […]

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