Educate | Empower | Protect

Asset Management

D&O Insurance Case Study: $10 Billion RIA & Hedge Fund Firm

August 30, 2016
|
Comments off
|

Hedge Fund Insurance Case Study
Who: $10 Billion Outsourced Investment Firm and Alternative Asset Management Firm
The Risks: Asset Management firms face a number of complex liability exposures that require proactive risk management consulting. Advisers face risks stemming from the performance of […]

Read more

Fiduciary Liability? Do we have it? Can I answer “YES” on the DDQ?

December 17, 2013
|
0 Comments
|

Fiduciary Liability

Countless numbers of our financial institution clients are asked to carry Fiduciary Liability protection by third-party investors. This request causes a lot of confusion for asset management firms due to the fact that they rarely ever purchase it (at […]

Read more

How The Dodd-Frank Whistleblower Provision Could Affect Your Management Liability Insurance

June 24, 2011
|
0 Comments
|

Article written by Gregory C. Sibilio, Esq.Vice President May 16, 2011, The Dodd-Frank Whistleblower Provision has been in the news recently for two separate reasons.  The first is that the first major federal court opinion on the provision was ordered […]

Read more