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Prospect Case Study: D&O/E&O Insurance For Registered Investment Advisor and Private Fund Firm

October 28, 2016
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Who: New York Based RIA & Private Fund with $400,000,000 in assets under management.
Initial Concerns: We were originally contacted by the firm when they were contemplating structuring and creating a new fund in partnership with a portfolio manager that had a […]

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D&O Insurance Case Study- $1.5 Billion RIA & Hedge Fund Firm

August 25, 2016
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Who: A 25 year old New York based asset management firm with assets of $1.5 billion.
The Risks: Asset Management firms face a number of complex liability exposures that require proactive risk management consulting. Advisers face risks stemming from the performance of professional […]

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