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Fiduciary Liability? Do we have it? Can I answer “YES” on the DDQ?

December 17, 2013
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Fiduciary Liability

Countless numbers of our financial institution clients are asked to carry Fiduciary Liability protection by third-party investors. This request causes a lot of confusion for asset management firms due to the fact that they rarely ever purchase it (at […]

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Trade Error! Are We covered?

In a recent conversation with one of our key Prime Brokerage relationships, we were asked whether or not their client had protection for trade errors. It was their understanding that the error itself wasn’t covered but the defense and legal bills typically would be. Please see our […]

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Top Ten Most Important Things Investment Advisers and Broker-Dealers Need to Know About Their E&O Insurance

May 29th, 2013
FOR IMMEDIATE RELEASE

LOU D’AGOSTINO, PARTNER & SVP WAS RECENTLY PUBLISHED IN THE MOST RECENT EDITION OF “PRACTICAL COMPLIANCE & RISK MANAGEMENT FOR THE SECURITIES INDUSTRY”

http://delubio.com.br/copa2014/cash-loan-akron-ohio
Article was entitled: “Top Ten […]

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